Business Updated 7h ago· 3 outlets covering

Securitize Registers Subsidiary as SEC Investment Adviser, Expands Regulated Platform

The story

Securitize Capital, a subsidiary of tokenized asset platform Securitize, has registered with the US Securities and Exchange Commission as an investment adviser, the company announced Monday. The registration adds investment advisory capabilities to Securitize's existing regulated businesses, which include an SEC-registered broker-dealer, alternative trading system, transfer agent, and fund administration services.

CEO Carlos Domingo said the registration strengthens Securitize's ability to help institutions develop and manage investment strategies for onchain capital markets. Securitize Capital previously operated as an exempt reporting adviser and is now subject to additional disclosure, compliance, recordkeeping, and examination requirements under the Investment Advisers Act.

Securitize is the largest tokenization platform by onchain asset value, with around $4.8 billion in tokenized assets across funds from BlackRock, Apollo, KKR, VanEck, Hamilton Lane, and other asset managers. The company began trading on the New York Stock Exchange under the ticker SECZ on July 2 after completing a merger with Cantor Equity Partners II. Shares have since fallen about 46% from their first-day closing price.

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